The management and evaluation of vendor and service provider risk has never been more important than it is right now in the
investment management industry. A number of trends in the vendor playing field are the drivers behind this situation:
• the ongoing merger and acquisition activity in the marketplace continues unabated;
• high-profile vendor and service provider failures continue to make news of the unwanted variety;
• widely used systems and applications are slated for retirement with little to no warning signs;
• and recently acquired applications aren’t keeping pace with the industry due to vendor neglect
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